Banking & Private Wealth Management Blog

Australian Financial Watchdog Reveals Years Of Industry Scams

The Australian Securities and Investments Commission has warned banks that they will have to pay at least A$178 million to …

Hong Kong Regulator Fines BNP Paribas For Overcharging Clients

Leading industry pubclication, Wealthbriefing reported that BNP Paribas Wealth Management has been fined HK$4 million ($515,000) …

UBS Reports Drop in Wealth Profit as Ermotti Lowers Costs

UBS Group AG Chief Executive Officer Sergio Ermotti pledged to continue cost cuts after profit at the wealth-management business …

Trial of ex-BSI banker Yeo Jiawei on 4 charges kicks off in Singapore, first in international 1MDB probe

[SINGAPORE] A trial of four witness-tampering charges will begin on Monday afternoon (Oct 31) against former BSI banker Yeo …

UBS faces possible suspension from IPO underwriting

UBS Group AG said it could be fined and suspended from arranging Hong Kong initial public offerings as the city's securities …

Nick Kalikajaros 2017